The Federal Trade Commission is mailing 1,177 checks totaling more than $380,000 to people who paid for purported business coaching services that were marketed as a way to help them earn thousands of dollars a month. The refunds stem from an FTC settlement in which the Commission alleged that the defendants bought contact information for […]
Monthly Archives: July 2019
HKEX to Expand Closing Auction Session to All Equities and Funds
Further CAS expansion three years after initial introduction in 2016 Effective on 8 October 2019 to cover all equities and funds Turnover contribution in CAS versus CAS securities’ full day turnover has increased from 6 per cent to over 8 per cent since launch in 2016 Hong Kong Exchanges and Clearing Limited (HKEX) is […]
New Review Structure for Listing Committee Decisions and Appointment of Inaugural Listing Review Committee
香港聯合交易所有限公司(香港交易及結算所有限公司全資附屬公司)THE STOCK EXCHANGE OF HONG KONG LIMITED(A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited) The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), announces the establishment of the new review structure in relation to Listing Committee decisions and the appointment of […]
Appointment of Listing Committee Members
香港聯合交易所有限公司(香港交易及結算所有限公司全資附屬公司)THE STOCK EXCHANGE OF HONG KONG LIMITED(A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited) The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), announces the appointment of members to the Listing Committee of the Main Board and GEM (together, the Listing […]
Reduced Reporting in Call Reports for Covered Depository Institutions
FIL-36-2019 July 5, 2019 Reduced Reporting in Call Reports for Covered Depository Institutions Printable Format: FIL-36-2019 – PDF (PDF Help) Summary: The federal banking agencies have adopted the attached final rule to implement Section 205 of the Economic Growth, Regulatory Relief, and Consumer Protection Act. Section 205 requires the agencies to issue regulations to allow […]
Announcement – In relation to the matter of Rui Feng Group Holdings Company Limited (Incorporated in Cayman Islands with limited liability) (Stock code: 8312) Cancellation of listing
香港聯合交易所有限公司(香港交易及結算所有限公司全資附屬公司)THE STOCK EXCHANGE OF HONG KONG LIMITED(A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited) ANNOUNCEMENT In relation to the matter of Rui Feng Group Holdings Company Limited(Incorporated in Cayman Islands with limited liability)(Stock code: 8312) Cancellation of listing The Stock Exchange of Hong Kong Limited (the “Exchange”) announces that with effect from […]
Announcement – In relation to the matter of Flyke International Holdings Limited (the “Company”) (the “Company” and, together with its subsidiaries, the “Group”) (Stock code: 1998) Proceeding to third stage of delisting procedures
香港聯合交易所有限公司(香港交易及結算所有限公司全資附屬公司)THE STOCK EXCHANGE OF HONG KONG LIMITED(A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited) ANNOUNCEMENT In relation to the matter of Flyke International Holdings Limited (the “Company”)(the “Company” and, together with its subsidiaries, the “Group”)(Stock code: 1998) Proceeding to third stage of delisting procedures The Stock Exchange of Hong Kong Limited (the […]
Daniel H. Glick, et al.
On June 20, 2019, the United States District Court for the Northern District of Illinois entered a final judgment by consent against relief defendant David B. Slagter in an SEC enforcement action. In March 2017, the Commission charged Daniel H. Glick, a Chicago-based investment adviser, and his unregistered investment advisory firm, Financial Management Strategies Inc. […]
HKEX Completes Acquisition of Ronghui Tongjin Majority Stake
Hong Kong Exchanges and Clearing Limited (HKEX) is pleased to announce the completion of its acquisition of a 51 per cent equity interest in Shenzhen Ronghui Tongjin Technology Co Ltd (Ronghui Tongjin), a specialist financial markets technology firm. Shenzhen-based Ronghui Tongjin becomes a subsidiary of HKEX Group following the acquisition, with Shenzhen Kingdom Sci-Tech Co […]
FTC Finalizes Settlement with Online Rewards Website That Allegedly Failed to Implement Reasonable Data Security
The operator of an online rewards website will be required to implement a comprehensive information security program before collecting personal information as part of a final settlement with the Federal Trade Commission related to allegations that he failed to take reasonable steps to protect personal data. In a complaint, the FTC alleged that James V. […]