WHAT: The Federal Trade Commission will host a workshop titled A Health Check on COPAs. FTC Chairman Joseph J. Simons will give the opening address. WHEN: Tuesday June 18, 9 a.m.-5 p.m. EDT WHERE: Constitution Center400 7th St. SWWashington, D.C. 20024 WHO: Academics, health policy experts, healthcare industry stakeholders, state regulators and law enforcement officials, […]
Monthly Archives: June 2019
Alton Perkins, et al.
On June 13, 2019, the Securities and Exchange Commission charged Alton Perkins and two companies he controlled, Yilaime Corporation of NC (“Yilaime NC”) and Perkins Hsu Export Corporation (“Perkins Hsu”), with raising approximately $1.1 million from investors based on multiple misrepresentations and omissions and diverting more than 75% of the funds for personal use. A […]
David Wagner, Downing Partners, LLC, Downing Investment Partners, LP, Downing Digital Healthcare Group, LLC, and Mark Lawrence
Litigation Release No. 24501 / June 14, 2019 Securities and Exchange Commission v. David Wagner, Downing Partners, LLC, Downing Investment Partners, LP, Downing Digital Healthcare Group, LLC, and Mark Lawrence, Civil Action No. 1:19-cv-05570 (S.D.N.Y., filed June 14, 2019) The Securities and Exchange Commission today filed fraud charges in a multi-million dollar healthcare investment scheme […]
FTC Takes Action against Companies Falsely Claiming Compliance with the EU-U.S. Privacy Shield, Other International Privacy Agreements
The Federal Trade Commission reached a settlement with a background screening company over allegations it falsely claimed to be a participant in the EU-U.S. Privacy Shield program. In separate actions, the FTC also sent warning letters to more than a dozen companies for falsely claiming participation in other international privacy agreements. In its complaint, the […]
Roland M. Mathys
Litigation Release No. 24500 / June 13, 2019 Securities and Exchange Commission v. Roland M. Mathys, No. 18-civ-00701-JGK (S.D.N.Y.) The Securities and Exchange Commission today filed an amended complaint naming Swiss resident Roland M. Mathys as a defendant in an insider trading case the SEC brought last year alleging that certain unknown traders made approximately […]
Roland M. Mathys
Litigation Release No. 24500 / June 13, 2019 Securities and Exchange Commission v. Roland M. Mathys, No. 18-civ-00701-JGK (S.D.N.Y.) The Securities and Exchange Commission today filed an amended complaint naming Swiss resident Roland M. Mathys as a defendant in an insider trading case the SEC brought last year alleging that certain unknown traders made approximately […]
FDIC Consumer Compliance Supervisory Highlights
FIL-31-2019 June 13, 2019 FDIC Consumer Compliance Supervisory Highlights Printable Format: FIL-31-2019 – PDF (PDF Help) Summary: The Consumer Compliance Supervisory Highlights features articles of interest to examiners, bankers and supervisors. The purpose of this publication is to enhance transparency regarding the FDIC’s consumer compliance supervisory activities and includes a high-level overview of consumer compliance […]
FDIC Consumer Compliance Supervisory Highlights
FIL-31-2019 June 13, 2019 FDIC Consumer Compliance Supervisory Highlights Printable Format: FIL-31-2019 – PDF (PDF Help) Summary: The Consumer Compliance Supervisory Highlights features articles of interest to examiners, bankers and supervisors. The purpose of this publication is to enhance transparency regarding the FDIC’s consumer compliance supervisory activities and includes a high-level overview of consumer compliance […]
FTC Releases Agenda for PrivacyCon 2019
The Federal Trade Commission today released the final agenda for the fourth annual PrivacyCon, which will take place on June 27, 2019 and focus on the latest research and trends related to consumer privacy and data security. FTC Chairman Joe Simons will provide opening remarks for PrivacyCon 2019, which will be followed by four sessions […]
Christopher Salis, et al.
On June 12, 2019, the Honorable Philip P. Simon of the District Court for the Northern District of Indiana entered final judgments on consent against former SAP executive Christopher Salis and two of Salis’s friends, Douglas Miller and Edward Miller, to resolve pending insider trading claims. The SEC’s complaint, filed on June 16, 2016, charged […]