HSBC BANK PLC- Form 8.5 (EPT/RI) – Greene King plc

FORM
8.5 (EPT/RI)

 

PUBLIC
DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY
STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule
8.5 of the Takeover Code (the “Code”)

 

1.         KEY INFORMATION

 























(a) Name
of exempt principal trader:



HSBC BANK PLC



(b) Name
of offeror/offeree in relation to whose relevant securities this form
relates:


     Use
a separate form for each offeror/offeree



 


Greene King plc



(c) Name
of the party to the offer with which exempt principal trader is connected:



 


CK Asset Holdings
Limited



(d) Date
dealing undertaken:



 


15 October 2019



(e) In addition to the company in 1(b) above, is the
exempt principal trader making disclosures in respect of any other party to
this offer?


     If it is a cash offer or possible cash offer,
state “N/A”



 


No


 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been
dealings in more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for
each additional class of relevant security dealt in.

 

The currency of all
prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 
























Class of relevant security



Purchases/ sales


 



Total number of securities



Highest price per unit paid/received


(GBP)



Lowest price per unit paid/received


(GBP)



 


Ordinary Shares


 



 


Purchase



16,511



848.800 p



847.640 p



 


Ordinary Shares


 



 


Sale



2,709



848.800 p



847.640 p


 

(b)        Cash-settled derivative transactions

 

















Class of relevant security



Product description


e.g. CFD



Nature of dealing


e.g. opening/closing a long/short position,
increasing/reducing a long/short position



Number of reference securities



Price per unit (GBP)



 



 



 



 



 


 

 

(c)        Stock-settled derivative transactions (including
options)

 

(i)         Writing, selling, purchasing or varying

 

 























Class of relevant security



Product description e.g. call option



Writing, purchasing, selling, varying etc.



Number of securities to which option relates



Exercise price per unit



Type


e.g. American, European etc.



Expiry date



Option money paid/ received per unit



 



 



 



 



 



 



 



 


 

(ii)        Exercise

 

















Class of
relevant security



Product
description


e.g. call
option



Exercising/
exercised against



Number of
securities



Exercise
price per unit



 



 



 



 



 


 


 

(d)        Other dealings (including subscribing
for new securities)

 















Class of
relevant security



Nature of dealing


e.g.
subscription, conversion



Details



Price per
unit (if applicable)



 



 



 



 


 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 









Details
of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:


Irrevocable
commitments and letters of intent should not be included.  If there are no such agreements,
arrangements or understandings, state “none”



 


 


 


 

(b)        Agreements, arrangements or
understandings relating to options or derivatives

 









Details
of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person
relating to:


(i)  the
voting rights of any relevant securities under any option; or


(ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:


If there are no such agreements, arrangements
or understandings, state “none”



 


 


 

 















Date of disclosure:



16
October 2019



Contact name:



Namrata
Kadam



Telephone number:



0207
088 2000


 

Public disclosures
under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel’s Market
Surveillance Unit is available for consultation in relation to the Code’s
dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed
on the Panel’s website at www.thetakeoverpanel.org.uk.

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