Monthly Archives: February 2019

James S. Polese, et al.

Lit. Release No. 24408 / February 22, 2019 Securities and Exchange Commission v. James S. Polese, et al., Civil Action No. 18-cv-10186 (D. Mass., filed January 31, 2018) The Securities and Exchange Commission announced today the entry of a final judgment against James S. Polese, a former investment adviser at a large financial institution who […]

Driven Deliveries Appoints Jerrin James as COO

On February 15, 2019, the board of directors (the “Board”) of Driven Deliveries, Inc. (the “Company”) appointed Jerrin James as Chief Operating Officer, with such appointment to take effect immediately. Mr. James, age 33, is an accomplished global logistics and supply chain executive. Since June of 2014, Mr. James has served as Vice President of […]

DropCar Board Terminates CFO Paul Commons, Appoints Mark Corrao

On February 14, 2019, the board of directors (the “Board”) of DropCar, Inc. (the “Company”) approved (1) the termination of Paul Commons as Chief Financial Officer of the Company and any other positions on which he serves with respect to the Company and its subsidiaries and affiliates, and (2) the appointment of Mark Corrao as the Company’s […]

Quarterly Cash Dividend Increased for Ottawa Bancorp

OTTAWA BANCORP, INC. ANNOUNCES INCREASE IN QUARTERLY CASH DIVIDEND FOR IMMEDIATE RELEASE Ottawa, Illinois – February 19, 2019 – Ottawa Bancorp, Inc. (NasdaqCM: OTTW), the holding company for Ottawa Savings Bank FSB, announced today that its Board of Directors has approved an increase in the Company’s quarterly cash dividend from $0.05 per share to $0.06 per share. […]

Gary Warren Retiring From Newpark Resources

NEWPARK RESOURCES ANNOUNCES RETIREMENT OF BOARD MEMBER THE WOODLANDS, TX – FEBRUARY 21, 2019 – Newpark Resources, Inc. (NYSE: NR) today announced that after 13 years of service, Gary L. Warren informed the Nominating and Corporate Governance Committee of the Company’s Board of Directors, that he intends to retire following the Annual Meeting of Stockholders […]

Neogenomics Releases Investor Presentation

In a SEC filing dated 2018-02-21, Neogenomics Inc released their full Feburary 2019 Investor presentation. Investment Highlights  Leading publicly-traded, comprehensive, pure-play oncology testing company in the U.S.  Substantial Oncology/Genetics Market tailwinds  Significant near-term growth drivers  Market share gains driven by customer satisfaction  Rapidly growing Pharma Services business  Track record […]

Prepaid Accounts Rule: Interagency Consumer Compliance Examination Procedures

FIL-9-2019 February 22, 2019 Prepaid Accounts Rule: Interagency Consumer Compliance Examination Procedures Printable Format: FIL-9-2019 – PDF (PDF Help) Summary: The FDIC adopted revised interagency examination procedures to incorporate the Consumer Financial Protection Bureau’s (CFPB) amendments to Regulation E and Regulation Z. The examination procedures may be helpful to financial institutions seeking to better understand […]

FTC Approves Final Order Imposing Conditions on Penn National Gaming, Inc.’s Acquisition of Pinnacle Entertainment, Inc.

Following a public comment period, the Federal Trade Commission has approved a final order settling charges that casino operator Penn National Gaming, Inc.’s $2.8 billion agreement to acquire Pinnacle Entertainment, Inc. likely would be anticompetitive. According to the complaint, which was first announced in October 2018, the proposed acquisition would harm competition for casino services—namely, slots […]

FTC Announces Agenda for the Tenth Session of its Hearings on Competition and Consumer Protection in the 21st Century

The Federal Trade Commission today announced the agenda for the tenth session of its Hearings Initiative. The session, focused on competition and consumer protection issues in broadband markets, will take place on March 20, 2019 at the Constitution Center Auditorium at 400 7th St., SW, Washington D.C. The hearing originally was scheduled for January 16, […]